Notification and  public disclosure of transactions by persons discharging managerial responsibilities and  persons closely associated with them (HOS-2 form)

 

1.  Details  of the  person discharging managerial  responsibilities/person closely associated

 

Name¹ 

GFJ Holding GmbH & Co. KG, person closely associated with

 2. Reason for the notification

 

Position/status2	Member of the Management Board
Initial notification/Amendment3	N/A

 

 

3.  Details of the issuer, emission allowance market  participant,  auction platform, auctioneer or auction monitor

 

Name4	GFJ ESG Acquisition I SE
LEI5	391200CLINOY60KP3T33

 

 

4. Details of the transaction(s): section to be repeated for ¹each type of instrument; ²each type  of transaction; ³each date;  and ⁴each place where transactions have been conducted:

 

Description of the financial instrument, type of instrument6	Class B Shares
Identification code7	N/A
Nature of the transaction8	Pledge of 1,155,625 Class B Shares
Price(s)  and volume(s)9	Price(s)	Volume(s)
	Not Quantifiable	Not Quantifiable
Aggregated information Aggregated volume10 Price11	Not Quantifiable Not Quantifiable
Date of the transaction12	13/12/2022
Place of transaction13	Outside a trading venue

 

Notes

1  For natural persons: the first name  and  the last  name(s). For legal  persons: full name  including legal  form as provided for in  the register where it is incorporated, if applicable.

2  For persons discharging managerial responsibilities: the position occupied within the issuer, emission allowances market participant/auction platform/auctioneer/auction monitor should be indicated, e.g. CEO, CFO. For persons closely accociated:

•  An indication that the notification concerns a person closely associated with a person discharging managerial responsibilities;

•  Name  and position of the relevant person discharging managerial responsibilities.

3 Indication that this is an initial notification or an amendment to prior notifications. In case of amendment, explain the error that this notification is amending.

4 Full name  of the entity.

5 Legal Entity Identifier code in accordance with ISO 17442 LEI code.

6 Indication as to the nature of the instrument:

•  A share,  a debt instrument, a derivative or a financial instrument linked to a share  or a debt instrument;

•  An emission allowance, an auction product based  on an emission allowance or a derivative relating to an emission allowance.

7  Instrument identification code  as defined under Commission Delegated Regulation supplementing Regulation (EU) No 600/2014 of the European  Parliament  and  of the Council   with  regard to  regulatory  technical standards for  the  reporting  of transactions to competent authorities adopted under Article 26 of Regulation (EU) No 600/2014.

8  Description of the transaction type using,   where applicable, the type of transaction identified in  Article 10  of the Commission Delegated Regulation (EU) 2016/522 adopted under Article 19(14) of Regulation (EU) No 596/2014 or  a specific example set out in Article 19(7) of Regulation (EU) No 596/2014. Pursuant to Article 19(6)(e) of Regulation (EU) No 596/2014, it shall  be indicated whether the transaction is linked to the exercise of a share  option programme.

9  Where  more  than one transaction of the same  nature (purchases, sales,  lendings, borrows, …) on the same  financial instrument or emission allowance are  executed on  the same  day  and  on  the same  place  of transaction, prices  and  volumes of these  transactions shall    be   reported   in   this   field,   in   a   two   columns  form   as   presented   above,   inserting   as   many   lines    as   needed. Using  the data  standards for price  and  quantity, including where applicable the price  currency and  the quantity currency, as defined under Commission Delegated Regulation supplementing Regulation (EU) No 600/2014 of the European Parliament and  of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities adopted under Article 26  of Regulation (EU) No 600/2014.

10  The volumes of multiple transactions are aggregated when  these transactions:

•  Relate  to the same  financial instrument or emission allowance;

•  Are of the same  nature;

•  Are executed on the same  day;

•  And are executed on the same  place  of transaction.

Using  the data  standard for quantity,  including where applicable the quantity  currency, as  defined under Commission Delegated Regulation supplementing Regulation (EU)  No  600/2014 of the European Parliament  and  of the Council   with regard to regulatory technical standards for  the  reporting  of transactions to  competent  authorities  adopted under Article 26  of Regulation (EU)  No. 600/2014.

11  Price information:

•  In case of a single transaction, the price  of the single  transaction;

•  In case the volumes of multiple transactions are aggregated: the weighted average price  of the aggregated transactions.

Using  the data  standard for price, including where applicable the price  currency, as defined under Commission Delegated Regulation supplementing  Regulation (EU)  No  600/2014 of the European Parliament  and  of the Council   with regard to regulatory technical standards for the reporting of transactions to competent authorities adopted under Article 26 of Regulation (EU) No 600/2014.

12  Date  of the particular day of execution of the notified transaction. Using the ISO 8601  date  format: YYYY-MM-DD; UTC time.

13  Name  and  code  to identify the MiFID trading venue, the systematic internaliser or  the organised trading platform outside of the

Union  where the transaction was  executed as defined under Commission Delegated Regulation supplementing Regulation (EU)  No. 600/2014 of the European Parliament and of the Council  with regard to regulatory technical standards for the reporting of transactions to competent authorities adopted under Article 26 of Regulation (EU) No 600/2014, or if the transaction was  not executed on any  of the above mentioned venues, please  mention “outside a trading venue”.